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Current Employers
First Command Advisory Services

1 Firstcomm Plaza, Fort Worth, TX 76109 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2024-08-23
  • SC RA
    APPROVED
    Since 2024-08-23

Branch Locations

2610 Hardee Court, Sumter, SC 29150 • United States

1 Firstcomm Plaza, Fort Worth, TX 76109 • United States

Sumter, SC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Command Brokerage Services, Inc. Fort Worth TX 10/2023 08/2024
U.S. Air Force Sumter SC 04/2004 05/2024
First Command Brokerage Services, Inc. Fort Worth TX 08/2024 Present
First Command Insurance Services, Inc. Fort Worth TX 08/2024 Present
First Command Advisory Services, Inc. Fort Worth TX 08/2024 Present
  • 10/2023 → 08/2024
    First Command Brokerage Services, Inc.
    Fort Worth, TX
  • 04/2004 → 05/2024
    U.S. Air Force
    Sumter, SC
  • 08/2024 → Present
    First Command Brokerage Services, Inc.
    Fort Worth, TX
  • 08/2024 → Present
    First Command Insurance Services, Inc.
    Fort Worth, TX
  • 08/2024 → Present
    First Command Advisory Services, Inc.
    Fort Worth, TX
Other Businesses

(1) Name of the other business: Real Estate/Rental Property Whether the business is investment-related: No Address of the other business: Sumter, SC Nature of the other business: Real Estate/Rental Property Your position, title, or relationship with the other business: Owner The start date of your relationship: Nov 01, 2023 The approximate number of hours/month you devote to the other business: 1 to 5 The number of hours you devote to the other business during securities trading hours: None Briefly describe your duties relating to the other business: I picked up the house next to mine for one of my sons. I am having him pay me the cost of the house, insurance and taxes. (2) Name of the other business: Steven Ziegler Sole Proprietor Whether the business is investment-related: No Address of the other business: Sumter, SC Nature of the other business: Owner/Sole/Partner Your position, title, or relationship with the other business: Wood working hobbyst The start date of your relationship: Jan 17, 2025 The approximate number of hours/month you devote to the other business: 1 to 5 The number of hours you devote to the other business during securities trading hours: None Briefly describe your duties relating to the other business: Periodically I will have various people that learn I do wood working ask me to make them custom projects and pay me for materials and labor. Wood working is a hobby of mine and something I do on and off again. I only do this as I have free time available after family, personal and, work commitments are met. After that I am still selective on doing these things in the small amount of free time I have. This is not an actual business, but I do get compensated for materials/labor.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-07-25
S63 Uniform Securities Agent State Law Examination 2024-06-27
  • S65 Uniform Investment Adviser Law Examination
    2024-07-25
  • S63 Uniform Securities Agent State Law Examination
    2024-06-27

View on SEC IAPD

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