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Current Employers
Stephens

111 Center St, Little Rock, AR 72201 • United States

Current Registrations

AuthorityCategoryStatusDate
AR RA APPROVED 2024-12-16
TX RA APPROVED 2018-05-30
  • AR RA
    APPROVED
    Since 2024-12-16
  • TX RA
    APPROVED
    Since 2018-05-30

Branch Locations

111 Center Street, Little Rock, AR 72201-3507 • UNITED STATES

111 Center Street, Little Rock, AR 72201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stephens Inc. Little Rock AR 10/2014 01/2021
Stephens Inc. Little Rock AR 01/2021 08/2026
Stephens Inc. Little Rock AR 08/2026 Present
  • 10/2014 → 01/2021
    Stephens Inc.
    Little Rock, AR
  • 01/2021 → 08/2026
    Stephens Inc.
    Little Rock, AR
  • 08/2026 → Present
    Stephens Inc.
    Little Rock, AR
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-05-24
S63 Uniform Securities Agent State Law Examination 2015-01-28
  • S65 Uniform Investment Adviser Law Examination
    2018-05-24
  • S63 Uniform Securities Agent State Law Examination
    2015-01-28

View on SEC IAPD

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