Aaron Michael Schwartz

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2023 → Present
  Moorman, Harting & Company
  Celina, OH
• 08/2020 → 09/2023
  Mccrate, Delaet & Company
  Sidney, OH
• 08/2016 → 08/2020
  Bowling Green State University
  Bowling Green, OH
• 05/2019 → 08/2019
  Ohio Auditor Of State
  Dayton, OH
• 12/2018 → 01/2019
  Emerson Climate Technologies
  Sidney, OH
• 01/2018 → 08/2018
  Emerson Climate Technologies
  Sidney, OH
• 05/2017 → 08/2017
  Crown Equipment
  New Bremen, OH
• 06/2024 → 09/2025
  Avantax Investment Services Inc.
  Celina, OH
• 06/2024 → 09/2025
  Avantax Advisory Services
  Celina, OH
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Maria Stein, OH
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2024-10-06 → 2025-09-05
  Avantax Advisory Services
  Maria Stein, OH
  Dallas, TX
  Celina, OH

Other Businesses

1) MOORMAN, HARTING, & COMPANY POSITION: CPA NATURE: We offer tax planning, preparation and consulting. We also do payroll, bookkeeping and business valuations. INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 09/14/2023 ADDRESS: 531 E. Market, Celina OH 45822, United States DESCRIPTION: Prepare Tax ReturnsTax ConsultingBusiness ValuationsPayroll TaxesBook Keeping 2) HOLY REDEEMER CATHOLIC CHURCH POSITION: Finance Committee Member NATURE: Serve on the Finance Committee of Holy Redeemer Catholic Church. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 11/25/2024 ADDRESS: 120 S Eastmoor Dr, New Bremen OH 45869, United States DESCRIPTION: Review the financial statements and budgetary reports quarterly.

Exams

• S66 Uniform Combined State Law Examination
  2024-10-04

Other Names

• Aaron Schwartz
• Aaron M Schwartz