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51 Madison Avenue 12Th Floor, New York, NY 10010 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2024-08-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| New York Life Ins. Co. | Montgomery | AL | 04/1999 | Present |
| Nylife Securities Inc. | Montgomery | AL | 06/1999 | Present |
| Griffith Financial & Insurance Strategies | Auburn | AL | 02/2019 | Present |
| Eagle Strategies Llc | Auburn | AL | 08/2024 | Present |
[APPOINTED WITH OUTSIDE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS INSURANCE BROKER; INVESTMENT RELATED; START DATE 08/2006] [DGG PROPERTIES LLC; 1375 SUG JORDAN PKWY. AUBURN, AL 36830; START DATE 03/2015; ROLE/TITLE: OWNER; NOT INVESTMENT RELATED; 0 HOURS PER MONTH; 0 HOURS PER MONTH DURING SECURITIES TRADING HOURS] [OPERATING UNDER THE DBA NAME OF GRIFFITH FINANCIAL & INSURANCE STRATEGIES FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; OWNER; AUBURN, AL; START DATE: 02/2019][DGG Properties LLC; purchase a building. I will pay rent to the LLC and will try to get one or two others to pay rent as well. owns the building and land at 1375 Shug Jordan Pkwy in Auburn AL 36832; 1375 Shug Jordan Pkwy. Auburn, AL 36830; Start Date 03/2015; Role/Title: Owner; Not Investment Related; 0 hours per month; 0 hours per month during securities trading hours; manage property][Montgomery Estate Planning Council; An organization made up of attorneys, CPAs, financial planners, and insurance agents with CLU designation; PO Box 242672 · Montgomery, AL 36124; Start Date 07/2025; Role/Title: Board Member; Investment Related; 3 hours per month; 3 hours per month during securities trading hours]
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1999-07-28 |
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