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David Grant Griffith

Eagle Strategies LLC

Auburn, AL

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Current Employers
Eagle Strategies Llc

51 Madison Avenue 12Th Floor, New York, NY 10010 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2024-08-07
  • AL RA
    APPROVED
    Since 2024-08-07

Branch Locations

1375 Shug Jordan Pkwy, Auburn, AL 36832 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
New York Life Ins. Co. Montgomery AL 04/1999 Present
Nylife Securities Inc. Montgomery AL 06/1999 Present
Griffith Financial & Insurance Strategies Auburn AL 02/2019 Present
Eagle Strategies Llc Auburn AL 08/2024 Present
  • 04/1999 → Present
    New York Life Ins. Co.
    Montgomery, AL
  • 06/1999 → Present
    Nylife Securities Inc.
    Montgomery, AL
  • 02/2019 → Present
    Griffith Financial & Insurance Strategies
    Auburn, AL
  • 08/2024 → Present
    Auburn, AL
Other Businesses

[APPOINTED WITH OUTSIDE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS INSURANCE BROKER; INVESTMENT RELATED; START DATE 08/2006] [DGG PROPERTIES LLC; 1375 SUG JORDAN PKWY. AUBURN, AL 36830; START DATE 03/2015; ROLE/TITLE: OWNER; NOT INVESTMENT RELATED; 0 HOURS PER MONTH; 0 HOURS PER MONTH DURING SECURITIES TRADING HOURS] [OPERATING UNDER THE DBA NAME OF GRIFFITH FINANCIAL & INSURANCE STRATEGIES FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; OWNER; AUBURN, AL; START DATE: 02/2019][DGG Properties LLC; purchase a building. I will pay rent to the LLC and will try to get one or two others to pay rent as well. owns the building and land at 1375 Shug Jordan Pkwy in Auburn AL 36832; 1375 Shug Jordan Pkwy. Auburn, AL 36830; Start Date 03/2015; Role/Title: Owner; Not Investment Related; 0 hours per month; 0 hours per month during securities trading hours; manage property][Montgomery Estate Planning Council; An organization made up of attorneys, CPAs, financial planners, and insurance agents with CLU designation; PO Box 242672 · Montgomery, AL 36124; Start Date 07/2025; Role/Title: Board Member; Investment Related; 3 hours per month; 3 hours per month during securities trading hours]

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1999-07-28
  • S63 Uniform Securities Agent State Law Examination
    1999-07-28
Designations
Other Names
  • Grant Griffith

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