Ryan Joseph Sepede

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2013 → 09/2023
  School/Student
  Provo, UT
• 09/2023 → 02/2024
  Guardian Life Insurance Company
  Murray, UT
• 10/2023 → 02/2024
  Park Avenue Securities
  Murray, UT
• 03/2024 → Present
  Lpl Financial
  Murray, UT

Previous Registrations

• 2024-01-17 → 2024-03-15
  Park Avenue Securities Llc
  Murray, UT

Other Businesses

1)- 02/2024 / Part Time Coach / Batting Instructor / Other-Coach/Sports/Fitness / Not Investment Related / 8 hrs mth / 2 hrs during trading / Start date: 02/23/2024 2)- 02/2024 / Real Estate Rental / AirBnB Rental / Outside/W-2 Employment / 4 hrs mth / 0 hrs during trading / Start date: 10/2023 3)- 03/2024 / Guardian / Inv Related / At Reported Business Location(s) / Non-Variable Insurance / Independent Insurance Broker / Started: 3/6/2024 / 3 Hrs/Mo During Trading. 4) 04/10/2025 - Strategic Wealth Management - Investment Related - DBA for LPL Business (entity for LPL business) - Reported at business location - Start Date:04/08/2025 - 160 Hrs/Mth - 8 Hrs During Trading.

Exams

• S66 Uniform Combined State Law Examination
  2024-01-06

Other Names

• Ryan Sepede