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2651 Warrenville Road Suite 200, Downers Grove, IL 60515 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2025-07-21 |
Branch Locations
10 Illinois Street Suite 120, St. Charles, IL 60174 • United States
2651 Warrenville Road Suite 200, Downers Grove, IL 60515 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Chicago | IL | 11/2023 | 03/2024 |
| Old Second National Bank | Bloomingdale | IL | 05/2019 | 10/2023 |
| West Suburban Bank | Bloomingdale | IL | 05/2019 | 10/2023 |
| Best Buy | Bloomingdale | IL | 03/2015 | 05/2019 |
| Apple Inc. | Naperville | IL | 07/2024 | 01/2025 |
| Lpl Financial, Llc | St. Charles | IL | 04/2025 | Present |
| Unemployed | St. Charles | IL | 04/2024 | 06/2024 |
| Highpoint Advisor Group, Llc D/B/A Onpath Financial Llc | St. Charles | IL | 04/2025 | Present |
1) 04/24/2025 - OnPath Financial, LLC - DBA for LPL Business (entity for LPL business) - At reported business location(s) - Inv Rel - Start date: 03/10/2025 - 160hrs/mnth 7 hrs during trading 2) 04/24/2025 - Creme Design Studios LLC; Not investment-related; Graphic design; Home address; Owner; 10/18/2022; 3 hours per month; 0 during trading hours; Book keeper 3) 08/12/2025 - HighPoint Advisor Group, LLC - Registered Investment Advisor Hybrid - At reported business location(s) - Inv Rel - Start date: 03/10/2025 - 6.5hrs/mnth 6.5 hrs during trading. I provide administrative support to HighPoint Advisor Group, LLC, an independent investment advisor firm. I started this business activity in 3/2025. I expect to spend approximately 6.5 hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-07-19 |
| S63 | Uniform Securities Agent State Law Examination | 2024-02-12 |
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