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Sumanpreet Kaur Dhillon

Riverfront Investment Group, LLC

Richmond, VA

CRD 7812943

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Employer firm

Riverfront Investment Group, LLC CRD 146221

$2.22B regulatory AUM 10 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • PROVIDE INVESTMENT MODELS TO UMA AND MODEL DELIVERY PLATFORMS

From the firm’s Form ADV. Read the guides:

Current Employers
Riverfront Investment Group, Llc

1214 East Cary Street, Richmond, VA 23219 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2024-02-02
  • VA RA
    APPROVED
    Since 2024-02-02

Branch Locations

1214 East Cary Street, Richmond, VA 23219 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Alps Distributors, Inc. Denver CO 09/2023 05/2026
Riverfront Investment Group, Llc Richmond VA 07/2023 01/2024
American Fast Homebuyers Richmond VA 06/2023 08/2023
Jpmorgan & Chase Chicago IL 06/2022 08/2022
Vcu Residential Life And Housing Richmond VA 12/2020 06/2022
Davids Bridal Woodbridge VA 06/2020 08/2020
Aldi Woodbridge VA 04/2020 06/2020
Dominos Woodbridge VA 05/2021 01/2022
Target Woodbridge VA 11/2019 01/2021
Osbourn Park Highschool Manassas VA 08/2016 05/2020
Virginia Commonwealth University Richmond VA 08/2020 05/2023
Riverfront Investment Group, Llc Richmond VA 01/2024 Present
  • 09/2023 → 05/2026
    Alps Distributors, Inc.
    Denver, CO
  • 07/2023 → 01/2024
    Richmond, VA
  • 06/2023 → 08/2023
    American Fast Homebuyers
    Richmond, VA
  • 06/2022 → 08/2022
    Jpmorgan & Chase
    Chicago, IL
  • 12/2020 → 06/2022
    Vcu Residential Life And Housing
    Richmond, VA
  • 06/2020 → 08/2020
    Davids Bridal
    Woodbridge, VA
  • 04/2020 → 06/2020
    Aldi
    Woodbridge, VA
  • 05/2021 → 01/2022
    Dominos
    Woodbridge, VA
  • 11/2019 → 01/2021
    Target
    Woodbridge, VA
  • 08/2016 → 05/2020
    Osbourn Park Highschool
    Manassas, VA
  • 08/2020 → 05/2023
    Virginia Commonwealth University
    Richmond, VA
  • 01/2024 → Present
    Richmond, VA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-01-31
  • S66 Uniform Combined State Law Examination
    2024-01-31
Other Names
  • Sam Dhillon

View on SEC IAPD

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