David Wayne Rich

Employer firm

Rich & Company LLC CRD 328351

$20.9M regulatory AUM 2 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2020 → Present
  Rich & Company Llc
  Canton, GA
• 09/2002 → 06/2019
  United States Department Of The Treasury
  Washington, DC
• 06/2019 → Present
  Southern Business Consulting, Llc
  Canton, GA

Other Businesses

Southern Business Consulting, LLC, Not Investment Related, 321 E. Main Street, Canton GA 30114, CPA Practice-tax, Accounting, Business Advisory, Tax preparer, Managing Director, Start Date 06/2019, 80 hours devoted per month, Prepare and review tax returns, provide tax planning services, business consulting/performance services, business accounting services.

Exams

• S65 Uniform Investment Adviser Law Examination
  2023-08-15