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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-06-21
WI RA APPROVED 2023-11-24
  • TX RA
    APPROVED
    Since 2024-06-21
  • WI RA
    APPROVED
    Since 2023-11-24

Branch Locations

1433 North Water Street Suite 400/500, Milwaukee, WI 53202 • United States

Port Washington, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
North Star Resource Group Milwaukee WI 08/2023 Present
Ansay & Associates Llc Port Washington WI 06/2022 05/2023
Piggy's Restaurant La Crosse WI 01/2023 05/2023
Harbor Hills Port Washington WI 01/2020 06/2022
Port Washington High School Port Washington WI 05/2018 09/2020
Port Washington Youth Baseball Port Washington WI 06/2014 08/2018
Student Port Washington WI 09/2012 05/2023
North Shore Country Club Mequon WI 05/2021 Present
Cetera Wealth Services, Llc El Segundo CA 10/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 11/2023 Present
  • 08/2023 → Present
    North Star Resource Group
    Milwaukee, WI
  • 06/2022 → 05/2023
    Ansay & Associates Llc
    Port Washington, WI
  • 01/2023 → 05/2023
    Piggy's Restaurant
    La Crosse, WI
  • 01/2020 → 06/2022
    Harbor Hills
    Port Washington, WI
  • 05/2018 → 09/2020
    Port Washington High School
    Port Washington, WI
  • 06/2014 → 08/2018
    Port Washington Youth Baseball
    Port Washington, WI
  • 09/2012 → 05/2023
    Student
    Port Washington, WI
  • 05/2021 → Present
    North Shore Country Club
    Mequon, WI
  • 10/2023 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 11/2023 → Present
    Schaumburg, IL
Other Businesses

1. NAME OF OTHER BUSINESS: NORTH SHORE COUNTRY CLUB; INVESTMENT RELATED: NO; ADDRESS: MEQUON, WI 53092; NATURE OF BUSINESS: FAMILY LEISURE CLUB; START DATE: 05/2021; POSITION/TITLE/RELATIONSHIP: BARTENDER; APX NUMBER OF HOURS PER WEEK: 16; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: SERVE MEMBERS FOOD AND BEVERAGES; 2. NAME OF OTHER BUSINESS: NORTH STAR RESOURCE GROUP; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 08/2023; POSITION/TITLE/RELATIONSHIP: INDEPENDENT CONTRACTOR; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 40; BRIEF DESCRIPTION OF DUTIES: FINANCIAL ADVISING UNDER NORTH STAR RESOURCE GROUP;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-11-21
  • S66 Uniform Combined State Law Examination
    2023-11-21

View on SEC IAPD

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