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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-06-21 |
| WI | RA | APPROVED | 2023-11-24 |
Branch Locations
1433 North Water Street Suite 400/500, Milwaukee, WI 53202 • United States
Port Washington, WI • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| North Star Resource Group | Milwaukee | WI | 08/2023 | Present |
| Ansay & Associates Llc | Port Washington | WI | 06/2022 | 05/2023 |
| Piggy's Restaurant | La Crosse | WI | 01/2023 | 05/2023 |
| Harbor Hills | Port Washington | WI | 01/2020 | 06/2022 |
| Port Washington High School | Port Washington | WI | 05/2018 | 09/2020 |
| Port Washington Youth Baseball | Port Washington | WI | 06/2014 | 08/2018 |
| Student | Port Washington | WI | 09/2012 | 05/2023 |
| North Shore Country Club | Mequon | WI | 05/2021 | Present |
| Cetera Wealth Services, Llc | El Segundo | CA | 10/2023 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 11/2023 | Present |
1. NAME OF OTHER BUSINESS: NORTH SHORE COUNTRY CLUB; INVESTMENT RELATED: NO; ADDRESS: MEQUON, WI 53092; NATURE OF BUSINESS: FAMILY LEISURE CLUB; START DATE: 05/2021; POSITION/TITLE/RELATIONSHIP: BARTENDER; APX NUMBER OF HOURS PER WEEK: 16; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: SERVE MEMBERS FOOD AND BEVERAGES; 2. NAME OF OTHER BUSINESS: NORTH STAR RESOURCE GROUP; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 08/2023; POSITION/TITLE/RELATIONSHIP: INDEPENDENT CONTRACTOR; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 40; BRIEF DESCRIPTION OF DUTIES: FINANCIAL ADVISING UNDER NORTH STAR RESOURCE GROUP;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-11-21 |
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