Steven Epp

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

Authority	Category	Status	Date
MN	RA	APPROVED	2024-11-04

MN RA
APPROVED

Since 2024-11-04

Branch Locations

5200 Members Pkwy. Nw, Rochester, MN 55901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Raymond James Financial Services Inc.	Rochester	MN	09/2023	Present
Think Mutual Bank	Rochester	MN	04/2010	Present
Raymond James Financial Services Advisors, Inc.	Rochester	MN	10/2024	Present

09/2023 → Present

Raymond James Financial Services Inc.

Rochester, MN
04/2010 → Present

Think Mutual Bank

Rochester, MN
10/2024 → Present

Raymond James Financial Services Advisors, Inc.

Rochester, MN

Other Businesses

(1)Name of Business: Think Financial Planning Address: 5200 Members Pkwy NW, Rochester, MN, 55901-8381, United States Activity Type: Support Company - Non Owner Position/Title: Other Investment Related: No Start Date: 12/04/2023 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Program manager

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2024-10-23

S66 Uniform Combined State Law Examination

2024-10-23

Other Names

Steve Epp

View on SEC IAPD