Spencer Moran

Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2025-02-21
IN	RA	APPROVED	2024-11-14
TX	RA	APPROVED	2024-11-14

FL RA
APPROVED

Since 2025-02-21
IN RA
APPROVED

Since 2024-11-14
TX RA
APPROVED

Since 2024-11-14

Branch Locations

Orlando, FL • United States

1711 N Shadeland Ave, Indianapolis, IN 46219 • United States

8888 Keystone Crossing Suite 500, Indianapolis, IN 46240 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Pruco Securities Llc	Indianapolis	IN	09/2023	11/2024
Unemployed	Orlando	FL	06/2023	09/2023
Amazon Web Services	Orlando	FL	02/2022	06/2023
Amazon	Davenport	FL	09/2020	02/2022
Unemployed	Indianapolis	IN	03/2020	09/2020
Indiana University Dining Services	Bloomington	IN	01/2016	03/2020
Indiana Pacers	Indianapolis	IN	09/2019	03/2020
Indianapolis Colts	Indianapolis	IN	08/2018	12/2019
Zink Distributing	Indianapolis	IN	05/2019	08/2019
Indianapolis Motor Speedway	Indianapolis	IN	05/2017	07/2017
Indianapolis Indians	Indianapolis	IN	04/2018	08/2018
Maingate	Indianapolis	IN	03/2018	08/2018
Dairy Queen	Indianapolis	IN	10/2014	08/2018
The Prudential Insurance Company Of America	Indianapolis	IN	01/2024	Present
Lpl Enterprise, Llc	Indianapolis	IN	11/2024	Present

09/2023 → 11/2024

Pruco Securities Llc

Indianapolis, IN
06/2023 → 09/2023

Unemployed

Orlando, FL
02/2022 → 06/2023

Amazon Web Services

Orlando, FL
09/2020 → 02/2022

Amazon

Davenport, FL
03/2020 → 09/2020

Unemployed

Indianapolis, IN
01/2016 → 03/2020

Indiana University Dining Services

Bloomington, IN
09/2019 → 03/2020

Indiana Pacers

Indianapolis, IN
08/2018 → 12/2019

Indianapolis Colts

Indianapolis, IN
05/2019 → 08/2019

Zink Distributing

Indianapolis, IN
05/2017 → 07/2017

Indianapolis Motor Speedway

Indianapolis, IN
04/2018 → 08/2018

Indianapolis Indians

Indianapolis, IN
03/2018 → 08/2018

Maingate

Indianapolis, IN
10/2014 → 08/2018

Dairy Queen

Indianapolis, IN
01/2024 → Present

The Prudential Insurance Company Of America

Indianapolis, IN
11/2024 → Present

Lpl Enterprise, Llc

Indianapolis, IN

Previous Registrations

2023-12-06 → 2024-11-14

Pruco Securities, Llc.

Indianapolis, IN

Indianapolis, IN

Indianapolis, IN

Other Businesses

1) 08/22/2025-Legacy East Financial-Financial Advisor-DBA for LPL Business (entity for LPL business)-Inv related-At reported business location(s)-Start date 08/19/2025-160hrs/mth-130hrs/mth during trading 2) 08/22/2025-Legacy East Financial-Financial Advisor-Non-Variable Insurance-Inv related-At Indianapolis, IN-Start date 08/19/2025-160hrs/mth-130hrs/mth during trading 3) 08/25/2025-Legacy East Financial-Financial Advisor-Property and Casualty-Inv related-At Indianapolis, IN-Start date 08/19/2025-160hrs/mth-130hrs/mth during trading

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-12-06

S66 Uniform Combined State Law Examination

2023-12-06

View on SEC IAPD