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Employer firm

Equitable Advisors, LLC CRD 6627

$42.5B regulatory AUM 171,648 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-10-23
  • CA RA
    APPROVED
    Since 2023-10-23

Branch Locations

Moreno Valley, CA • United States

5700 Wilshire Blvd Suite 120A, Los Angeles, CA 90036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Equitable Advisors, Llc New York NY 09/2023 Present
Lu Valle Commons Los Angeles CA 01/2023 06/2023
Ucla Los Angeles CA 12/2021 03/2022
Ucla Los Angeles CA 09/2021 06/2023
Riverside Community College Riverside CA 08/2019 09/2021
Northern Arizona University Flagstaff AZ 01/2019 08/2019
International University Ho Chi Minh 08/2018 01/2019
Ly Tu Trong Can Tho 08/2015 08/2018
Amway Riverside CA 02/2023 08/2023
Unemployed Riverside CA 08/2023 09/2023
  • 09/2023 → Present
    New York, NY
  • 01/2023 → 06/2023
    Lu Valle Commons
    Los Angeles, CA
  • 12/2021 → 03/2022
    Ucla
    Los Angeles, CA
  • 09/2021 → 06/2023
    Ucla
    Los Angeles, CA
  • 08/2019 → 09/2021
    Riverside Community College
    Riverside, CA
  • 01/2019 → 08/2019
    Northern Arizona University
    Flagstaff, AZ
  • 08/2018 → 01/2019
    International University
    Ho Chi Minh
  • 08/2015 → 08/2018
    Ly Tu Trong
    Can Tho
  • 02/2023 → 08/2023
    Amway
    Riverside, CA
  • 08/2023 → 09/2023
    Unemployed
    Riverside, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-09-20
  • S66 Uniform Combined State Law Examination
    2023-09-20

View on SEC IAPD

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