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Northwestern Mutual Investment Services, LLC CRD 2881
1 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2026-04-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 05/2026 | Present |
| Tristate Financial Advisors | Charlotte | NC | 06/2023 | 02/2026 |
| Bottle Cap Group | Charlotte | NC | 03/2024 | 09/2024 |
| Uber Freight | Greensboro | NC | 06/2022 | 06/2023 |
| Dicks Sporting Goods | Greensboro | NC | 07/2020 | 06/2022 |
| Student | Morganton | NC | 01/2015 | 07/2020 |
| William Bailey | Charlotte | NC | 03/2026 | 04/2026 |
| Jacqueline Fish | Charlotte | NC | 03/2026 | 04/2026 |
| Trinity Wealth Securities Llc | Charlotte | NC | 12/2023 | 02/2026 |
| Jacqueline Fish | Charlotte | NC | 04/2026 | Present |
| William Bailey | Charlotte | NC | 04/2026 | Present |
| Northwestern Mutual Investment Services Llc | Charlotte | NC | 04/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2023-12-18 |
| S65 | Uniform Investment Adviser Law Examination | 2023-08-21 |
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