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Robert Alexander Wheeler

Merrill Lynch, Pierce, Fenner & Smith Incorporated

San Jose, CA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-01-31
CA RA APPROVED 2023-12-06
  • TX RA
    APPROVED
    Since 2024-01-31
  • CA RA
    APPROVED
    Since 2023-12-06

Branch Locations

560 S Winchester Blvd, San Jose, CA 95128 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated San Jose CA 09/2023 Present
Golden Gate University San Francisco CA 08/2020 08/2023
Workstand, Inc. (Previously Known As Smartetailing, Inc.) Boulder CO 01/2012 05/2019
Golden Gate University San Francisco CA 01/2018 04/2020
Unemployed San Jose CA 05/2020 07/2020
Ucpath Center San Jose CA 07/2016 09/2017
Bank Of America, N.A. San Jose CA 10/2023 Present
  • 09/2023 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    San Jose, CA
  • 08/2020 → 08/2023
    Golden Gate University
    San Francisco, CA
  • 01/2012 → 05/2019
    Workstand, Inc. (Previously Known As Smartetailing, Inc.)
    Boulder, CO
  • 01/2018 → 04/2020
    Golden Gate University
    San Francisco, CA
  • 05/2020 → 07/2020
    Unemployed
    San Jose, CA
  • 07/2016 → 09/2017
    Ucpath Center
    San Jose, CA
  • 10/2023 → Present
    Bank Of America, N.A.
    San Jose, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-12-05
  • S66 Uniform Combined State Law Examination
    2023-12-05
Other Names
  • Alex Wheeler
  • Robert Alex Wheeler
  • Robert A Wheeler
  • Alexander Wheeler

View on SEC IAPD

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J.P. MORGAN SECURITIES LLC · SAN JOSE, CA
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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAN JOSE, CA
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