Best Investors
Account
Sign in
Charles Schwab & Co., Inc. CRD 5393
955,800 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2006-07-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co., Inc. | Lone Tree | CO | 03/1999 | Present |
| Charles Schwab Bank | Lone Tree | CO | 04/2008 | Present |
| Self Employed | Parker | CO | 12/2000 | Present |
1) Self-Employed | Investment Related: No | 16919 Blue Mist Cir; Parker; CO; 80134 | Broadcasting/Music/Film | Production Crew/Freelance | Start date: 2001-02-15 | Hours Per Month: 20-40 | Hours Spent during Security Trading: 0 | Assist the various production persons in setup, breakdown, cable pulling, running errands and other "gopher-type" duties.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-07-05 |
| S63 | Uniform Securities Agent State Law Examination | 1999-08-10 |
Reach out to this advisor