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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-03-09
  • NY RA
    APPROVED
    Since 2026-03-09

Branch Locations

3122 Sheridan Dr, Buffalo, NY 14226 • United States

8160 Transit Road, Amherst, NY 14221 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Buffalo NY 03/2026 Present
Jpmorgan Chase Bank, N.A. Buffalo NY 03/2026 Present
Prudential/Pruco Orchard Park NY 01/2024 03/2026
New Ichiban Sushi 88 Inc Blasdell NY 06/2018 01/2024
Henry's Gardens Eden NY 01/2018 06/2018
Unemployed Hamburg NY 02/2016 12/2017
  • 03/2026 → Present
    Buffalo, NY
  • 03/2026 → Present
    Jpmorgan Chase Bank, N.A.
    Buffalo, NY
  • 01/2024 → 03/2026
    Prudential/Pruco
    Orchard Park, NY
  • 06/2018 → 01/2024
    New Ichiban Sushi 88 Inc
    Blasdell, NY
  • 01/2018 → 06/2018
    Henry's Gardens
    Eden, NY
  • 02/2016 → 12/2017
    Unemployed
    Hamburg, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-11-27
  • S66 Uniform Combined State Law Examination
    2023-11-27
Other Names
  • Gavin Faulkner
  • Gavin Thomas Faulkner
  • Gavin T Faulkner

View on SEC IAPD

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