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Andrew Tyler Vendal

Ubs Financial Services Inc.

Charlotte, NC

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2026-08-12
NC RA APPROVED 2024-07-18
  • NJ RA
    APPROVED
    Since 2026-08-12
  • NC RA
    APPROVED
    Since 2024-07-18

Branch Locations

11325 North Community House Road Suite 600, Charlotte, NC 28277 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities Llc Charlotte NC 08/2023 06/2024
Aquatech Charlotte NC 01/2015 12/2017
Huntingtowne Farms Swim And Racket Club Charlotte NC 01/2018 08/2019
Autobell Car Wash Charlotte NC 03/2019 12/2020
University Of South Carolina Columbia SC 08/2019 05/2023
Clarke And Company Benefits Llc Columbia SC 09/2019 01/2023
Thirsty Fellow Pizzeria And Pub Columbia SC 05/2021 08/2021
Blue Cross Blue Shield Association Columbia SC 05/2022 08/2022
Unemployed Charlotte NC 05/2023 08/2023
The Prudential Insurance Company Of America Charlotte NC 12/2023 06/2024
Ubs Financial Services, Inc Charlotte NC 07/2024 Present
  • 08/2023 → 06/2024
    Pruco Securities Llc
    Charlotte, NC
  • 01/2015 → 12/2017
    Aquatech
    Charlotte, NC
  • 01/2018 → 08/2019
    Huntingtowne Farms Swim And Racket Club
    Charlotte, NC
  • 03/2019 → 12/2020
    Autobell Car Wash
    Charlotte, NC
  • 08/2019 → 05/2023
    University Of South Carolina
    Columbia, SC
  • 09/2019 → 01/2023
    Clarke And Company Benefits Llc
    Columbia, SC
  • 05/2021 → 08/2021
    Thirsty Fellow Pizzeria And Pub
    Columbia, SC
  • 05/2022 → 08/2022
    Blue Cross Blue Shield Association
    Columbia, SC
  • 05/2023 → 08/2023
    Unemployed
    Charlotte, NC
  • 12/2023 → 06/2024
    The Prudential Insurance Company Of America
    Charlotte, NC
  • 07/2024 → Present
    Ubs Financial Services, Inc
    Charlotte, NC
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-10-31
  • S66 Uniform Combined State Law Examination
    2023-10-31

View on SEC IAPD

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