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Prospero Darrell Roda

Roda Investment Management, LLC

Burtonsville, MD

CRD 3204980

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Employer firm

Roda Investment Management, LLC CRD 140999

$25.0M regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Roda Investment Management, Llc

Burtonsville, MD • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APP_PEND_IARCE 2026-01-01
MD RA APP_PEND_IARCE 2026-01-01
VA RA APPROVED 2006-07-07
  • DC RA
    APP_PEND_IARCE
    Since 2026-01-01
  • MD RA
    APP_PEND_IARCE
    Since 2026-01-01
  • VA RA
    APPROVED
    Since 2006-07-07

Branch Locations

Burtonsville, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Roda Investment Management, Llc Ellicott City MD 06/2006 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-10-04
S63 Uniform Securities Agent State Law Examination 1999-04-21
  • S66 Uniform Combined State Law Examination
    2004-10-04
  • S63 Uniform Securities Agent State Law Examination
    1999-04-21

View on SEC IAPD

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