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Inactive

Andrew Brian Douille

Mariner Independent

Redondo Beach, CA

Los Angeles, CA

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Current Employers
Mariner Independent

5700 West 112Th Street Suite 500, Overland Park, KS 66211 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-01-09
  • CA RA
    APPROVED
    Since 2024-01-09

Branch Locations

Redondo Beach, CA • United States

2121 Avenue Of The Stars, Los Angeles, CA 90067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Adviceperiod Playa Del Rey CA 06/2023 12/2023
Mariner Platform Solutions Overland Park KS 12/2023 Present
Investment Operation Solutions Westlake Village CA 07/2018 11/2023
School Westlake Village CA 08/2012 05/2023
Adviceperiod Playa Del Rey CA 12/2023 Present
  • 06/2023 → 12/2023
    Adviceperiod
    Playa Del Rey, CA
  • 12/2023 → Present
    Mariner Platform Solutions
    Overland Park, KS
  • 07/2018 → 11/2023
    Investment Operation Solutions
    Westlake Village, CA
  • 08/2012 → 05/2023
    School
    Westlake Village, CA
  • 12/2023 → Present
    Adviceperiod
    Playa Del Rey, CA
Other Businesses

AdvicePeriod; Playa del Rey, CA; Associate Wealth Advisor; offering investment advisory services through Mariner Platform Solutions; start date 9/2023; 160 hrs/month during securities trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-09-11
  • S65 Uniform Investment Adviser Law Examination
    2023-09-11

View on SEC IAPD

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