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4 Orinda Way, 100-A, Orinda, CA 94563 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-06-07 |
Branch Locations
4 Orinda Way, 100-A, Orinda, CA 94563 • United States
4 Orinda Way Suite 100-A, Orinda, CA 94563 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2018-01-19 |
Branch Locations
4 Orinda Way Suite 100-A, Orinda, CA 94563 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2018-01-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Penserra Securities Llc | Orinda | CA | 04/2008 | Present |
| Penserra Capital Management | New York | NY | 08/2009 | Present |
| Penserra Transition Management | New York | NY | 09/2014 | Present |
| Cheevers & Company, Llc | Chicago | IL | 12/2016 | Present |
PENSERRA CAPITAL MANAGEMENT LLC 140 BROADWAY 26TH FLOOR NEW YORK, NY 10005; PRESIDENT OF A REGISTERED INVESTMENT ADVISOR. EMPLOYED SINE THE FIRM'S FOUNDING, DEVOTING 10 HOURS A MONTH; 5 DURING BUSINESS HOURS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-03-25 |
| S63 | Uniform Securities Agent State Law Examination | 2001-05-11 |
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