Best Investors Account Sign in
Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2025-05-30
  • PA RA
    APPROVED
    Since 2025-05-30

Branch Locations

410 Wilcox Road, Johnsonburg, PA 15845 • United States

2 East Fourth Street, Emporium, PA 15834 • United States

56 Fraley Street, Kane, PA 16735 • United States

170 Main St, Ridgway, PA 15853 • United States

39 South St Marys Street, St. Marys, PA 15857 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
St. Marys Eagles Club St. Marys PA 09/2011 09/2018
Usps St. Marys PA 01/2016 03/2021
Northwest Bank St. Marys PA 06/2022 Present
Homemaker St. Marys PA 03/2021 06/2022
Lpl Financial Llc St. Marys PA 09/2023 Present
  • 09/2011 → 09/2018
    St. Marys Eagles Club
    St. Marys, PA
  • 01/2016 → 03/2021
    Usps
    St. Marys, PA
  • 06/2022 → Present
    Northwest Bank
    St. Marys, PA
  • 03/2021 → 06/2022
    Homemaker
    St. Marys, PA
  • 09/2023 → Present
    St. Marys, PA
Other Businesses

1) 09/12/2023 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name Northwest Investments - Inv Rel - At Reported Business Location(s) 2) 09/12/2023 - NORTHWEST BANK - Financial Institution Duty - Inv Rel - At Reported Business Location(s) - Start: 06/2022 - 160 Hr/Mth 3) 09/12/2023 - Notary - State of PA - Iv Rel - Start: 03/2023 - 1 Hr/Mth 4) 09/12/2023 - Twisted Willow Grazing Co - Business Entity For Tax/Investment Purposes Only - No Longer Active - Non-Inv Rel - Start: 06/2021 5) 11/19/2025 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name Northwest Investment Services - Investment Related - At Reported Business Location(s) - Start Date 06/05/2025 - 160 hours per month/ 8 hours during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-05-21
S63 Uniform Securities Agent State Law Examination 2023-12-19
  • S66 Uniform Combined State Law Examination
    2025-05-21
  • S63 Uniform Securities Agent State Law Examination
    2023-12-19

View on SEC IAPD

More in Johnsonburg, PA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor