Best Investors Account Sign in

Hassan Al Kadhimi

LPl Financial LLC

Rockville, MD

Claim This Profile
Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2025-12-23
  • MD RA
    APPROVED
    Since 2025-12-23

Branch Locations

111 Rockville Pike Ste 500, Rockville, MD 20850 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Bethesda MD 09/2023 08/2024
Jp Morgan Chase Bank, N.A. Bethesda MD 06/2021 09/2023
Best Buy Frederick MD 04/2018 04/2019
Ecco Shoes Bethesda MD 06/2017 03/2018
Wells Fargo Bethesda MD 05/2016 03/2017
Td Bank Rockville MD 04/2019 06/2021
Ralph Lauren Corporation Clarksburg MD 04/2018 06/2018
Luxottica Group Bethesda MD 03/2018 04/2018
Oxford Industries Gaithersburg MD 09/2017 10/2017
Team Washington Washington Dc DC 12/2016 09/2017
Unemployed Gaithersburg MD 08/2024 01/2025
Nihfcu Rockville MD 01/2025 Present
Lpl Financial Llc Rockville MD 01/2025 Present
  • 09/2023 → 08/2024
    J.P. Morgan Securities Llc
    Bethesda, MD
  • 06/2021 → 09/2023
    Jp Morgan Chase Bank, N.A.
    Bethesda, MD
  • 04/2018 → 04/2019
    Best Buy
    Frederick, MD
  • 06/2017 → 03/2018
    Ecco Shoes
    Bethesda, MD
  • 05/2016 → 03/2017
    Wells Fargo
    Bethesda, MD
  • 04/2019 → 06/2021
    Td Bank
    Rockville, MD
  • 04/2018 → 06/2018
    Ralph Lauren Corporation
    Clarksburg, MD
  • 03/2018 → 04/2018
    Luxottica Group
    Bethesda, MD
  • 09/2017 → 10/2017
    Oxford Industries
    Gaithersburg, MD
  • 12/2016 → 09/2017
    Team Washington
    Washington Dc, DC
  • 08/2024 → 01/2025
    Unemployed
    Gaithersburg, MD
  • 01/2025 → Present
    Nihfcu
    Rockville, MD
  • 01/2025 → Present
    Lpl Financial Llc
    Rockville, MD
Other Businesses

1)02/13/2025 - NIHFCU Wealth Advisors - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s)

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-07-22
S63 Uniform Securities Agent State Law Examination 2023-12-14
  • S65 Uniform Investment Adviser Law Examination
    2025-07-22
  • S63 Uniform Securities Agent State Law Examination
    2023-12-14
Other Names
  • Hassan A Sadiq
  • Hassan Alkadhimi
  • Hassan Sadiq Al Kadhimi
  • Hassan Al Kadhimi
  • Hassan Al Kadhimi

View on SEC IAPD

Other Firms

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
NAVY FEDERAL INVESTMENT SERVICES, LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
J.P. MORGAN SECURITIES LLC
UNITED BROKERAGE SERVICES, INC
PROFIT INVESTMENTS
ORTMAN FINANCIAL PLANNING
LPL ENTERPRISE, LLC

Other Investors

JOHN BRIAN OETTINGER
JORDAN SCOTT KRAUS
Anna Laureys Squier
JASON SCOTT COHEN
JENNIFER CHRISTINE PASCAL
DANIEL RONIS
Annalise Taylor Haywood
Liam Christopher Sweet

Other Offices

LPL FINANCIAL LLC · ROCKVILLE, MD
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · ROCKVILLE, MD
NAVY FEDERAL INVESTMENT SERVICES, LLC · Rockville, MD
STATE FARM INVESTMENT MANAGEMENT CORP. · N Bethesda, MD
J.P. MORGAN SECURITIES LLC · Rockville, MD
UNITED BROKERAGE SERVICES, INC · ROCKVILLE, MD
PROFIT INVESTMENTS · NORTH BETHESDA, MD
ORTMAN FINANCIAL PLANNING · NORTH BETHESDA, MD

More in Rockville, MD

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor