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Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2018-09-10 |
Branch Locations
3401 Mallory Lane Suite 220, Franklin, TN 37067 • United States
1130 Carmack Blvd, Columbia, TN 38401 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities Inc. | Brentwood | TN | 03/1999 | 03/2017 |
| Mml Investors Services, Llc | Franklin | TN | 03/2017 | 08/2018 |
| Lifemark Securities Corp. | Rochester | NY | 08/2018 | 08/2018 |
| Independent Insurance Agent | Columbia | TN | 06/2000 | Present |
| Massmutual Life Insurance | Franklin | TN | 07/2016 | Present |
| Mml Investors Services, Llc | Franklin | TN | 09/2018 | Present |
1)Name: Mike Sharpton, Inv Rel: N Addr: 1 Public Square Suite 303, Columbia TN 38401, Nature: Maury County Board of Zoning Appeals, Position: Board member, Start: 7/1/2023, No Hr/Mo: 2 No Hr/Mo Dur trading:0, Duties: This board gives exemptions to people for opening businesses in their home or need a variance on set backs for building new structures closer to property lines than the codes require.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1999-04-12 |
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