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Vernon Ka Leung Yu

Hightower Advisors, LLC

Orinda, CA

Chicago, IL

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Current Employers
Hightower Advisors, Llc

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-09-28
  • CA RA
    APPROVED
    Since 2023-09-28

Branch Locations

25 Orinda Way Suite 250, Orinda, CA 94563 • United States

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hightower Advisors Chicago IL 09/2023 Present
Stoic Partners Consulting Ltd Supreme Flower City 12/2020 08/2023
N/A Singapore 04/2016 12/2020
  • 09/2023 → Present
    Hightower Advisors
    Chicago, IL
  • 12/2020 → 08/2023
    Stoic Partners Consulting Ltd
    Supreme Flower City
  • 04/2016 → 12/2020
    N/A
    Singapore
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-04-03
  • S65 Uniform Investment Adviser Law Examination
    2023-04-03

View on SEC IAPD

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