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One International Place Suite 1010, Boston, MA 02110 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2023-11-15 |
Branch Locations
One International Place Suite 1010, Boston, MA 02110 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Walter Shuffain Pc | Boston | MA | 08/1999 | Present |
| Walter Shuffain Financial Services, Llc | Boston | MA | 08/2023 | Present |
Walter Shuffain PC, not investment-related, same address as Walter Shuffain Financial Services LLC, CPA Firm Audit, Accounting & Tax compliance, CPA Shareholder, as of 6/2024, 120hrs/month, 6 hrs during trade hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-07-28 |
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