Eric John Zipfel

Employer firm

Ritholtz Wealth Management CRD 168652

$9.42B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• GOOD ADVICE; LIFTOFF - AUTOMATED ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2010 → 03/2023
  Beacon Financial Group
  Dallas, TX
• 04/2016 → 03/2023
  Kestra Advisory Services, Llc
  Dallas, TX
• 08/2011 → 03/2023
  Kestra Investment Services, Llc
  Dallas, TX
• 03/2023 → Present
  Ritholtz Wealth Management
  New York, NY

Previous Registrations

• 2010-04-12 → 2023-05-23
  Beacon Financial Group
  Dallas, TX
• 2016-04-29 → 2023-03-10
  Kestra Advisory Services, Llc
  Dallas, TX
• 2011-08-30 → 2016-09-22
  Kestra Investment Services, Llc
  Austin, TX
  Dallas, TX
• 2008-03-27 → 2010-01-25
  Td Ameritrade, Inc.
  Austin, TX
• 2008-03-26 → 2010-01-25
  Td Ameritrade Investment Management, Llc
  Austin, TX
• 2005-05-10 → 2007-03-13
  J.J.B. Hilliard, W.L. Lyons, Llc
  Grandview Heights, OH
  Dublin, OH
• 2004-11-22 → 2005-03-23
  Fifth Third Securities, Inc.
  Columbus, OH

Exams

• S66 Uniform Combined State Law Examination
  2008-03-04
• S63 Uniform Securities Agent State Law Examination
  1999-05-03

Other Names

• Eric J Zipfel