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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-04-15 |
| TX | RA | APPROVED | 2026-04-15 |
Branch Locations
3200 Park Center Dr Suite 320, Costa Mesa, CA 92626 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Boden Energy Solutions | San Clemente | CA | 07/2022 | 10/2023 |
| Paul Binks (Self Employed) | Paris | 03/2012 | 07/2022 | |
| Northwestern Mutual | Irvine | CA | 10/2023 | 04/2025 |
| Massmutual Life Insurance Company | Costa Mesa | CA | 05/2024 | Present |
| Mml Investors Services, Llc | Costa Mesa | CA | 07/2025 | Present |
NAME: UBER INV REL: N ADD: 1725 3RD ST SAN FRANCISCO CA 94158 NATURE: TAXI SERVICE SALES POSITION: DRIVER START DATE: 10/25/25 NO. HR/MO: 70 NO. HR/MO DURING SEC TRADING: 46 DUTIES: DRIVE PASSENGERS FROM A TO B
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-04-06 |
| S63 | Uniform Securities Agent State Law Examination | 2024-11-30 |
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