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Current Employers
Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2026-06-12
NY RA APPROVED 2026-05-29
MD RA APPROVED 2026-05-11
CT RA APPROVED 2026-04-06
  • MA RA
    APPROVED
    Since 2026-06-12
  • NY RA
    APPROVED
    Since 2026-05-29
  • MD RA
    APPROVED
    Since 2026-05-11
  • CT RA
    APPROVED
    Since 2026-04-06

Branch Locations

800 Westchester Avenue 4Th Floor Suite N409, Rye Brook, NY 10573 • United States

Norwalk, CT • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Guardian Life Insurance Company Rye Brook NY 05/2024 Present
Northwestern Mutual Norwalk CT 09/2023 05/2024
Empire Portfolio Group Norwalk CT 12/2022 09/2023
Charter Communications Stamford CT 01/2022 10/2022
The World Changers Norwalk CT 01/2022 09/2023
Frontier Communications Norwalk CT 05/2019 12/2021
Student Conway SC 08/2015 05/2019
Guardian Life Insurance Company Norwalk CT 05/2024 Present
Park Avenue Securities Rye Brook NY 10/2025 Present
Park Avenue Securities Norwalk CT 10/2025 Present
  • 05/2024 → Present
    Guardian Life Insurance Company
    Rye Brook, NY
  • 09/2023 → 05/2024
    Northwestern Mutual
    Norwalk, CT
  • 12/2022 → 09/2023
    Empire Portfolio Group
    Norwalk, CT
  • 01/2022 → 10/2022
    Charter Communications
    Stamford, CT
  • 01/2022 → 09/2023
    The World Changers
    Norwalk, CT
  • 05/2019 → 12/2021
    Frontier Communications
    Norwalk, CT
  • 08/2015 → 05/2019
    Student
    Conway, SC
  • 05/2024 → Present
    Guardian Life Insurance Company
    Norwalk, CT
  • 10/2025 → Present
    Park Avenue Securities
    Rye Brook, NY
  • 10/2025 → Present
    Park Avenue Securities
    Norwalk, CT
Other Businesses

1) Reception Studio Lead-, Nature of Business: Fitness studio, Start date: 05/18/2026, Address: 25 Old Kings Hwy. N Darien, CT 06820, Duties: Greet, check-in, and thank clients with professionalism, 30 total hours per month; 0 during securities trading hours, Not investment related, 2) Sales Associate-yoga six, Nature of Business: Yoga studio, Start date: 08/12/2026, Address: 599 Newfield Ave Ste 10, Stamford, CT 06905, Duties: Greet, Drive membership sales, sell class packages and retail merchandise, and conduct studio tours, 40 total hours per month; 0 during securities trading hours, Not investment related, 3) The Joint Chiropractic-receptionist, Nature of Business: Chiropractic Office, Start date: 09/03/2026, Address: 360 Connecticut Ave, Norwalk, CT 06854, Duties: Front desk duties, 74 total hours per month; 48 during securities trading hours, Not investment related,

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-03-28
S63 Uniform Securities Agent State Law Examination 2026-02-28
  • S65 Uniform Investment Adviser Law Examination
    2026-03-28
  • S63 Uniform Securities Agent State Law Examination
    2026-02-28
Other Names
  • Brandi Shirell Rogers

View on SEC IAPD

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