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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-11-09 |
| SD | RA | APPROVED | 2024-06-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| United States Air Force | Rapid City | SD | 11/2013 | 12/2023 |
| Lpl Financial, Llc | Rapid City | SD | 09/2023 | Present |
1- 03/2024 / Purple Wealth LLC / DBA for LPL Business (entity for LPL business) / Investment Related / 160 hrs mth / 40 hrs during trading / At reported business location(s) 2- 03/2024 / BRN Aroma LLC / Online Direct to Consumer Sales / Not Investment Related / Start date: 12/31/2022 3- 03/2024 / United States Air Force - Air National Guard / Outside/W-2 Employment / Not Investment Related / Star date: 12/16/2023
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-06-20 |
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