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Tiaudra Riley Shaw

Charles Schwab & Co., Inc.

Atlanta, GA

Chicago, IL

CRD 3204776

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Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Selection of other advisers
  • WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2020-06-05
  • GA RA
    APPROVED
    Since 2020-06-05

Branch Locations

Atlanta, GA • United States

150 S. Wacker Drive, Chicago, IL 60606-4111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Usaa Financial Planning Services Atlanta GA 05/2015 05/2020
Usaa Financial Advisors, Inc. Atlanta GA 05/2015 05/2020
Usaa Investment Management Company Atlanta GA 01/2018 05/2020
Charles Schwab & Co., Inc. Atlanta GA 05/2020 Present
Charles Schwab Bank, Ssb Atlanta GA 05/2020 12/2022
  • 05/2015 → 05/2020
    Usaa Financial Planning Services
    Atlanta, GA
  • 05/2015 → 05/2020
    Usaa Financial Advisors, Inc.
    Atlanta, GA
  • 01/2018 → 05/2020
    Usaa Investment Management Company
    Atlanta, GA
  • 05/2020 → Present
    Atlanta, GA
  • 05/2020 → 12/2022
    Charles Schwab Bank, Ssb
    Atlanta, GA
Previous Registrations
  • 2018-01-08 → 2020-05-24
    San Antonio, TX
    Atlanta, GA
  • 2015-07-30 → 2018-01-08
    Usaa Financial Planning Services
    Atlanta, GA
  • 2005-01-24 → 2015-05-08
    Truist Investment Services, Inc.
    Atlanta, GA
    Atlanta, GA
    College Park, GA
    East Point, GA
    Atlanta, GA
    Atlanta, GA
    Atlanta, GA
    College Park, GA
    East Point, GA
    Douglasville, GA
    Atlanta, GA
    College Park, GA
    Bowdon, GA
    Carrollton, GA
    Carrollton, GA
    Atlanta, GA
    Atlanta, GA
    Atlanta, GA
    Atlanta, GA
    Douglasville, GA
    Atlanta, GA
    Douglasville, GA
    Atlanta, GA
    Atlanta, GA
    Atlanta, GA
    Forest Park, GA
    Bowdon, GA
    Carrollton, GA
    Carrollton, GA
    Austell, GA
Other Businesses

1) Jack and Jill of America, Inc- Greater Metropolitan Atlanta Chapter|Investment Related: No|Nonprofit Charitable Organizations|Chapter President|9/1/2024|Less than 20 hour/month - 0 during trading hours|Manage and sign contracts for the organization. Act as an authorized signed on the bank account. Conduct monthly member meetings.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-05-05
S63 Uniform Securities Agent State Law Examination 1999-10-30
  • S65 Uniform Investment Adviser Law Examination
    2000-05-05
  • S63 Uniform Securities Agent State Law Examination
    1999-10-30
Designations
  • Certified Financial Planner
Other Names
  • Tiaudra Raschon Riley

View on SEC IAPD

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