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Charles Schwab & Co., Inc. CRD 5393
955,800 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2020-06-05 |
Branch Locations
150 S. Wacker Drive, Chicago, IL 60606-4111 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Usaa Financial Planning Services | Atlanta | GA | 05/2015 | 05/2020 |
| Usaa Financial Advisors, Inc. | Atlanta | GA | 05/2015 | 05/2020 |
| Usaa Investment Management Company | Atlanta | GA | 01/2018 | 05/2020 |
| Charles Schwab & Co., Inc. | Atlanta | GA | 05/2020 | Present |
| Charles Schwab Bank, Ssb | Atlanta | GA | 05/2020 | 12/2022 |
1) Jack and Jill of America, Inc- Greater Metropolitan Atlanta Chapter|Investment Related: No|Nonprofit Charitable Organizations|Chapter President|9/1/2024|Less than 20 hour/month - 0 during trading hours|Manage and sign contracts for the organization. Act as an authorized signed on the bank account. Conduct monthly member meetings.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-05-05 |
| S63 | Uniform Securities Agent State Law Examination | 1999-10-30 |
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