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Joshua Joseph Knuffke

LPl Enterprise, LLC

Leander, TX

Mercer Island, WA

CRD 7809122

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Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-08-13
WA RA APPROVED 2025-08-13
  • TX RA
    APPROVED
    Since 2025-08-13
  • WA RA
    APPROVED
    Since 2025-08-13

Branch Locations

Leander, TX • United States

7525 Se 24Th Street Suite 110, Mercer Island, WA 98040 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities Llc Houston TX 08/2023 02/2024
Buckle Inc Austin TX 10/2018 05/2025
Russo's New York Pizzeria Cedar Park TX 03/2017 10/2018
Gamestop College Station TX 05/2022 06/2022
Olive Garden College Station TX 08/2022 04/2023
Mas Fajitas College Station TX 09/2020 12/2020
Unemployed N/A TX 01/2013 02/2017
Lpl Enterprise Llc Mercer Island WA 05/2025 Present
Barton Associates Austin TX 06/2024 02/2025
  • 08/2023 → 02/2024
    Pruco Securities Llc
    Houston, TX
  • 10/2018 → 05/2025
    Buckle Inc
    Austin, TX
  • 03/2017 → 10/2018
    Russo's New York Pizzeria
    Cedar Park, TX
  • 05/2022 → 06/2022
    Gamestop
    College Station, TX
  • 08/2022 → 04/2023
    Olive Garden
    College Station, TX
  • 09/2020 → 12/2020
    Mas Fajitas
    College Station, TX
  • 01/2013 → 02/2017
    Unemployed
    N/A, TX
  • 05/2025 → Present
    Mercer Island, WA
  • 06/2024 → 02/2025
    Barton Associates
    Austin, TX
Other Businesses

1. 04/24/2025 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - Leander, TX - INV REL - Start Date 04/16/2025 - 160hrs/mth 2. 04/24/2025 - N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Leander, TX - INV REL - Start Date 04/16/2025 - 160hrs/mth

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-08-13
  • S66 Uniform Combined State Law Examination
    2025-08-13
Other Names
  • Joshua Knuffke

View on SEC IAPD

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