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Phoenix, AZ • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-10-20 |
| AZ | RA | APPROVED | 2023-10-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Enso Financial, Plc | Phoenix | AZ | 05/2023 | Present |
| Baoba Usa Llc | Phoenix | AZ | 09/2021 | Present |
| Storck Usa | Chicago | IL | 03/2016 | 03/2023 |
| Huub | Phoenix | AZ | 06/2023 | Present |
| Arizona State University | Phoenix | AZ | 08/2022 | 05/2023 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-02-14 |
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