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730 Third Avenue, New York, NY 10017-3206 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-05-25 |
Branch Locations
35 Celebration Drive, Rochester, NY 14620 • United States
Victor, NY • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Niagara | Fairport | NY | 03/2007 | 09/2016 |
| Lpl Financial | Charlotte | NC | 06/2010 | 09/2016 |
| Key Investment Services Llc | Rochester | NY | 09/2016 | 09/2016 |
| Tiaa | Rochester | NY | 09/2016 | Present |
| Tiaa-Cref Individual & Institutional Services, Llc | Rochester | NY | 09/2016 | Present |
NOTARY PUBLIC IN THE STATE OF NEW YORK POSITION: Notary Public NATURE: Notary Public qualified in the State of New York INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 06/16/2009 ADDRESS: Home Address, Victor NY 14564, United States DESCRIPTION: Occasional notarizing of non-TIAA documents for friends or family members
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-03-24 |
| S65 | Uniform Investment Adviser Law Examination | 2003-07-24 |
| S63 | Uniform Securities Agent State Law Examination | 1999-05-07 |
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