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Current Employers
Florida Financial Advisors, Llc

6550 W Hillsborough Avenue Suite 130, Tampa, FL 33634 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-07-22
TX RA APPROVED 2024-05-20
NC RA APPROVED 2023-09-15
  • FL RA
    APPROVED
    Since 2024-07-22
  • TX RA
    APPROVED
    Since 2024-05-20
  • NC RA
    APPROVED
    Since 2023-09-15

Branch Locations

4235 S Stream Blvd Suite 420, Charlotte, NC 28217 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Florida Financial Advisors Dba Tristate Financial Advisors Charlotte NC 09/2023 Present
Miyo's Columbia SC 05/2021 07/2023
University Of South Carolina Columbia SC 08/2019 08/2023
Nation Ford High School Fort Mill SC 08/2015 05/2019
Trinity Wealth Securities, Llc Charlotte NC 01/2024 Present
  • 09/2023 → Present
    Florida Financial Advisors Dba Tristate Financial Advisors
    Charlotte, NC
  • 05/2021 → 07/2023
    Miyo's
    Columbia, SC
  • 08/2019 → 08/2023
    University Of South Carolina
    Columbia, SC
  • 08/2015 → 05/2019
    Nation Ford High School
    Fort Mill, SC
  • 01/2024 → Present
    Trinity Wealth Securities, Llc
    Charlotte, NC
Other Businesses

Florida Financial Advisors (DBA Tristate Financial Advisors). Investment Related. 4235 S Stream Blvd, Suite 420, Charlotte NC 28217. Nature of Business: RIA. Position: Financial Consultant. Start Date: 09/2023. Hours per Month: 160. Hours per Month During Trading Hours: 160. Investment Related Activities. Florida Financial Insurance, LLC (DBA Tristate Financial Advisors). Investment-Related. 4235 S Stream Blvd, Suite 420, Charlotte NC 28217. Nature of Business: Insurance. Position: Independent Contractor. 09/2023. 10 hours per month during trading hours (approx.). Insurance producer involved in consumer sales Trinity Wealth Securities, LLC. Investment Related. 4235 S Stream Blvd, Suite 420, Charlotte NC 28217. Nature of Business: Securities Sales. Position: Registered Representative. Start Date: 01/2024. Hours per Month: 160. Hours per Month During Trading Hours: 160. Investment Related Activities. McCabe Retirement and Wealth LLC. Not investment related. 3615 Tryclan Drive, Charlotte NC 28217. Nature of business: LLC. Position: Owner. Start date: 1/2026. Hours per month: 0. Hours per month trading: Duties: Soley for tax purposes.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2023-12-27
S65 Uniform Investment Adviser Law Examination 2023-08-22
  • S63 Uniform Securities Agent State Law Examination
    2023-12-27
  • S65 Uniform Investment Adviser Law Examination
    2023-08-22

View on SEC IAPD

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