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6550 W Hillsborough Avenue Suite 130, Tampa, FL 33634 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-07-22 |
| TX | RA | APPROVED | 2024-05-20 |
| NC | RA | APPROVED | 2023-09-15 |
Branch Locations
4235 S Stream Blvd Suite 420, Charlotte, NC 28217 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Florida Financial Advisors Dba Tristate Financial Advisors | Charlotte | NC | 09/2023 | Present |
| Miyo's | Columbia | SC | 05/2021 | 07/2023 |
| University Of South Carolina | Columbia | SC | 08/2019 | 08/2023 |
| Nation Ford High School | Fort Mill | SC | 08/2015 | 05/2019 |
| Trinity Wealth Securities, Llc | Charlotte | NC | 01/2024 | Present |
Florida Financial Advisors (DBA Tristate Financial Advisors). Investment Related. 4235 S Stream Blvd, Suite 420, Charlotte NC 28217. Nature of Business: RIA. Position: Financial Consultant. Start Date: 09/2023. Hours per Month: 160. Hours per Month During Trading Hours: 160. Investment Related Activities. Florida Financial Insurance, LLC (DBA Tristate Financial Advisors). Investment-Related. 4235 S Stream Blvd, Suite 420, Charlotte NC 28217. Nature of Business: Insurance. Position: Independent Contractor. 09/2023. 10 hours per month during trading hours (approx.). Insurance producer involved in consumer sales Trinity Wealth Securities, LLC. Investment Related. 4235 S Stream Blvd, Suite 420, Charlotte NC 28217. Nature of Business: Securities Sales. Position: Registered Representative. Start Date: 01/2024. Hours per Month: 160. Hours per Month During Trading Hours: 160. Investment Related Activities. McCabe Retirement and Wealth LLC. Not investment related. 3615 Tryclan Drive, Charlotte NC 28217. Nature of business: LLC. Position: Owner. Start date: 1/2026. Hours per month: 0. Hours per month trading: Duties: Soley for tax purposes.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2023-12-27 |
| S65 | Uniform Investment Adviser Law Examination | 2023-08-22 |
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