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Cade Ryan Sands

Rbc Capital Markets, LLC

Philadelpia, PA

Philadelphia, PA

CRD 7808472

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Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2024-12-16
  • PA RA
    APPROVED
    Since 2024-12-16

Branch Locations

Philadelpia, PA • United States

130 N. 18Th Street One Logan Square, 17Th Floor, Philadelphia, PA 19103-6933 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Philladelphia PA 09/2023 Present
N/A Doylestown PA 01/2010 06/2022
Eisneramper Philadelphia PA 06/2022 08/2022
Villanova University Villanova PA 09/2022 07/2023
  • 09/2023 → Present
    Rbc Capital Markets, Llc
    Philladelphia, PA
  • 01/2010 → 06/2022
    N/A
    Doylestown, PA
  • 06/2022 → 08/2022
    Eisneramper
    Philadelphia, PA
  • 09/2022 → 07/2023
    Villanova University
    Villanova, PA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-12-16
  • S66 Uniform Combined State Law Examination
    2024-12-16

View on SEC IAPD

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