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Joshua Ellis

Mml Investors Services, LLC

Southfield, MI

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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2026-05-20
TX RA APPROVED 2026-05-20
  • MI RA
    APPROVED
    Since 2026-05-20
  • TX RA
    APPROVED
    Since 2026-05-20

Branch Locations

3000 Town Center Suites 2900 And 3100, Southfield, MI 48075 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed Southfield MI 06/2014 06/2017
Emagine Theaters Birmigham MI 06/2017 05/2019
Michigan State University East Lansing MI 05/2019 05/2023
Msu Federal Credit Union East Lansing MI 09/2021 10/2023
New York Life Insurance Company Southfield MI 10/2023 03/2025
Nylife Securities Llc Southfield MI 12/2024 03/2025
Massmutual Life Insurance Co Southfield MI 04/2025 Present
Mml Investors Services, Llc Southfield MI 04/2025 Present
  • 06/2014 → 06/2017
    Unemployed
    Southfield, MI
  • 06/2017 → 05/2019
    Emagine Theaters
    Birmigham, MI
  • 05/2019 → 05/2023
    Michigan State University
    East Lansing, MI
  • 09/2021 → 10/2023
    Msu Federal Credit Union
    East Lansing, MI
  • 10/2023 → 03/2025
    New York Life Insurance Company
    Southfield, MI
  • 12/2024 → 03/2025
    Nylife Securities Llc
    Southfield, MI
  • 04/2025 → Present
    Massmutual Life Insurance Co
    Southfield, MI
  • 04/2025 → Present
    Mml Investors Services, Llc
    Southfield, MI
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-04-28
S63 Uniform Securities Agent State Law Examination 2025-03-26
  • S65 Uniform Investment Adviser Law Examination
    2026-04-28
  • S63 Uniform Securities Agent State Law Examination
    2025-03-26

View on SEC IAPD

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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
EQUITABLE ADVISORS, LLC

Other Investors

NORMAN MILTON BALD
Jeffrey C Jones
Erin Michelle Hoestje
BRADLEY Dennis CLARK
Steven Wilbourn
Avery Reese Markos
Ryan Christopher Smith
Whitney Lynn House

Other Offices

CORECAP ADVISORS · SOUTHFIELD, MI
EAGLE STRATEGIES LLC · SOUTHFIELD, MI
EAGLE STRATEGIES LLC · SOUTHFIELD, MI
J.P. MORGAN SECURITIES LLC · SOUTHFIELD, MI
CETERA INVESTMENT ADVISERS LLC · SOUTHFIELD, MI
M.A. GLOBAL INVESTMENT ADVISOR, LLC · SOUTHFIELD, MI
LPL ENTERPRISE, LLC · SOUTHFIELD, MI
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SOUTHFIELD, MI

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