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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2024-08-12
  • VA RA
    APPROVED
    Since 2024-08-12

Branch Locations

1021 East Cary Street Suite 1225, Richmond, VA 23219 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Full Time Student Milford VA 11/2013 05/2019
Unemployed Woodford VA 05/2019 08/2019
Virginia Commonwealth University Richmond VA 08/2019 12/2023
Michaels Craft Store Richmond VA 05/2021 09/2021
Publix Grocery Store Richmond VA 11/2020 02/2021
Unemployed Richmond VA 12/2023 01/2024
Cetera Wealth Services, Llc El Segundo CA 01/2024 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2024 Present
  • 11/2013 → 05/2019
    Full Time Student
    Milford, VA
  • 05/2019 → 08/2019
    Unemployed
    Woodford, VA
  • 08/2019 → 12/2023
    Virginia Commonwealth University
    Richmond, VA
  • 05/2021 → 09/2021
    Michaels Craft Store
    Richmond, VA
  • 11/2020 → 02/2021
    Publix Grocery Store
    Richmond, VA
  • 12/2023 → 01/2024
    Unemployed
    Richmond, VA
  • 01/2024 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 08/2024 → Present
    Schaumburg, IL
Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 05/2023; APX NUMBER OF HOURS PER WEEK: 20; APX NUMBER OF HOURS DURING TRADING HOURS: 15; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS; 2. NAME OF OTHER BUSINESS: NORTH STAR RESOURCE GROUP; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 02/2024; POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR; APX NUMBER OF HOURS PER WEEK: 20; APX NUMBER OF HOURS DURING TRADING HOURS: 15; BRIEF DESCRIPTION OF DUTIES: FIXED INSURANCE PRODUCTS, COMMISSION-BASED BROKERAGE BUSINESS, ADVISORY;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-08-09
  • S66 Uniform Combined State Law Examination
    2024-08-09

View on SEC IAPD

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