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Vanguard Advisers, Inc. CRD 106715
$345B regulatory AUM 89,430 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2026-05-13 |
| TX | RA | APPROVED | 2026-05-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tiaa-Cref Individual & Institutional Services, Llc | Charlotte | NC | 11/2023 | 10/2025 |
| Tiaa | Charlotte | NC | 11/2023 | 10/2025 |
| Wells Fargo | Charlotte | NC | 04/2023 | 11/2023 |
| Verizon Wireless | Charlotte | NC | 06/2018 | 03/2023 |
| Unemployed | Columbia | SC | 11/2013 | 06/2018 |
| Pine Valley Group, Llc | Charlotte | NC | 07/2020 | 10/2020 |
| The Vanguard Group, Inc. | Charlotte | NC | 02/2026 | Present |
| Vanguard Marketing Corporation | Charlotte | NC | 02/2026 | Present |
| Unemployed | Charlotte | NC | 10/2025 | 02/2026 |
| Vanguard Advisers, Inc. | Charlotte | NC | 05/2026 | Present |
NAME OF BUSINESS: INSURANCE LICENSE INVESTMENT-RELATED ADDRESS: CHARLOTTE, NC NATURE OF BUSINESS: INSURANCE POSITION: N/A START DATE: 06/2024 APPROXIMATE HOURS/MONTH: 0 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: MAINTAIN LICENSE ONLY
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-05-12 |
| S63 | Uniform Securities Agent State Law Examination | 2024-02-02 |
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