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Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
ME RA APPROVED 2025-08-01
  • ME RA
    APPROVED
    Since 2025-08-01

Branch Locations

Wakefield, MA • United States

53 State Street Suite 3600, Boston, MA 02109-1875 • United States

One Corporate Center 20 Church Street, Suite 2300, Hartford, CT 06103-1221 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc St Louis MO 08/2015 11/2016
Wells Fargo Clearing Services, Llc St Louis MO 11/2016 11/2024
Pnc Investments Llc Boston MA 11/2024 06/2025
Rbc Capital Markets, Llc Boston MA 06/2025 Present
Previous Registrations
Other Businesses

(1) NAME OF ENTITY: Tee It Up For The Troops, Inc. ADDRESS: 515 West Travelers Trail Burnsville MN 55337 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Private Company START DATE: Sep 01, 2026 CAPACITY: Other DUTIES: volunteer to plan and host a Tee It Up For the Troops charitable golf outing in Greater Boston HOURS DEVOTED PER MONTH: 10 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 3-5

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2016-12-02
S66 Uniform Combined State Law Examination 1999-07-10
  • S63 Uniform Securities Agent State Law Examination
    2016-12-02
  • S66 Uniform Combined State Law Examination
    1999-07-10
Other Names
  • Brendan J Krebs
  • Brendan Joseph Krebs

View on SEC IAPD

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