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Rbc Capital Markets, LLC CRD 31194
$310B regulatory AUM 1,893 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ME | RA | APPROVED | 2025-08-01 |
Branch Locations
53 State Street Suite 3600, Boston, MA 02109-1875 • United States
One Corporate Center 20 Church Street, Suite 2300, Hartford, CT 06103-1221 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | St Louis | MO | 08/2015 | 11/2016 |
| Wells Fargo Clearing Services, Llc | St Louis | MO | 11/2016 | 11/2024 |
| Pnc Investments Llc | Boston | MA | 11/2024 | 06/2025 |
| Rbc Capital Markets, Llc | Boston | MA | 06/2025 | Present |
(1) NAME OF ENTITY: Tee It Up For The Troops, Inc. ADDRESS: 515 West Travelers Trail Burnsville MN 55337 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Private Company START DATE: Sep 01, 2026 CAPACITY: Other DUTIES: volunteer to plan and host a Tee It Up For the Troops charitable golf outing in Greater Boston HOURS DEVOTED PER MONTH: 10 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 3-5
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2016-12-02 |
| S66 | Uniform Combined State Law Examination | 1999-07-10 |
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