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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2024-11-14
TX RA APPROVED_RES 2024-11-14
  • NJ RA
    APPROVED
    Since 2024-11-14
  • TX RA
    APPROVED_RES
    Since 2024-11-14

Branch Locations

Colts Neck, NJ • United States

101 Crawfords Corner Rd Suite 2409, Holmdel, NJ 07733 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Prudential Insurance Company Of America East Brunswick NJ 12/2009 Present
Pruco Securities, Llc. East Brunswick NJ 12/2009 11/2024
Lpl Enterprise, Llc East Brunswick NJ 11/2024 Present
Previous Registrations
Other Businesses

1) 08/15/2024- Weichert Realtors- Refer people to a full-time realtor when looking to sell or buy a property- Mortgage/Real Estate Services- INV Related- East Brunswick, NJ- Start Date 02/01/2018- 1hrs/mth- 0hrs during trading 2) 12/08/2025-Prudential-Sales agent-Property and Casualty-Inv Related-At Holmdel, NJ-Start date 01/01/2010-1hrs/mth-1hrs/mth during trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-05-12
S63 Uniform Securities Agent State Law Examination 1999-04-23
  • S65 Uniform Investment Adviser Law Examination
    2016-05-12
  • S63 Uniform Securities Agent State Law Examination
    1999-04-23

View on SEC IAPD

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