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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2026-01-02
TX RA APPROVED 2024-10-09
NC RA APPROVED 2024-09-11
  • SC RA
    APPROVED
    Since 2026-01-02
  • TX RA
    APPROVED
    Since 2024-10-09
  • NC RA
    APPROVED
    Since 2024-09-11

Branch Locations

1055 Lpl Way, Fort Mill, SC 29715 • United States

Charlotte, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Smoothie King Matthews NC 07/2016 11/2017
Autobell Charlotte NC 12/2019 04/2021
Honest 1 Auto Care Charlotte NC 04/2021 06/2022
Alexander Youth Network Charlotte NC 02/2021 12/2023
Point Blank Range Matthews NC 05/2023 12/2025
Alexander Youth Network Charlotte NC 08/2023 12/2023
Northwestern Mutual Charlotte NC 08/2023 12/2023
University Charlotte NC 08/2019 12/2023
Unemployed Charlotte NC 11/2017 12/2019
Middle And High School Charlotte NC 08/2013 06/2019
Lpl Financial Llc Fort Mill SC 07/2024 Present
  • 07/2016 → 11/2017
    Smoothie King
    Matthews, NC
  • 12/2019 → 04/2021
    Autobell
    Charlotte, NC
  • 04/2021 → 06/2022
    Honest 1 Auto Care
    Charlotte, NC
  • 02/2021 → 12/2023
    Alexander Youth Network
    Charlotte, NC
  • 05/2023 → 12/2025
    Point Blank Range
    Matthews, NC
  • 08/2023 → 12/2023
    Alexander Youth Network
    Charlotte, NC
  • 08/2023 → 12/2023
    Northwestern Mutual
    Charlotte, NC
  • 08/2019 → 12/2023
    University
    Charlotte, NC
  • 11/2017 → 12/2019
    Unemployed
    Charlotte, NC
  • 08/2013 → 06/2019
    Middle And High School
    Charlotte, NC
  • 07/2024 → Present
    Fort Mill, SC
Other Businesses

1)06/05/2024 - Point Blank Range - Range Safety Officer and Firearm Sales - Non-Inv Rel - Matthews, NC - Start: 05/2023 - 20 Hr/Mth

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-09-11
  • S66 Uniform Combined State Law Examination
    2024-09-11

View on SEC IAPD

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