Hallie Brier Hart

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2016-10-26
TX	RA	APPROVED	2016-10-26

CA RA
APPROVED

Since 2016-10-26
TX RA
APPROVED

Since 2016-10-26

Branch Locations

1255 Treat Blvd Suite 1000, Walnut Creek, CA 94597 • United States

Walnut Creek, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch	Walnut Creek	CA	07/2000	10/2016
Ubs Financial Services Inc	Walnut Creek	CA	10/2016	Present

07/2000 → 10/2016

Merrill Lynch

Walnut Creek, CA
10/2016 → Present

Ubs Financial Services Inc

Walnut Creek, CA

Previous Registrations

2000-08-02 → 2016-10-27

Merrill Lynch, Pierce, Fenner & Smith Incorporated

San Ramon, CA

Oakland, CA

San Ramon, CA

Other Businesses

1) INVESTMENT RELATED: YES / NAME: LIVING TRUST / TITLE: POWER OF ATTORNEY /// 2) Stick Your Wings Out / Other / A group I founded to provide education, learning and connection for parents of exceptional children / Blogging about education advocacy for children with exceptional needs. Advocacy for policy change. / Proprietor / owner / Blogging

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	1999-05-27

S66 Uniform Combined State Law Examination

1999-05-27

View on SEC IAPD