Matthew Boyd Warntz

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2006 → 05/2018
  Nationwide Financial
  York, PA
• 01/2005 → 05/2018
  St Matthew'S Lutheran Church
  York, PA
• 08/2008 → 05/2018
  Nationwide Securities, Llc
  Spring Grove, PA
• 06/2018 → 03/2021
  Cuso Financial Services, Lp
  San Diego, CA
• 03/2021 → Present
  Lpl Financial Llc
  Harrisburg, PA
• 06/2018 → Present
  Psecu
  Harrisburg, PA

Previous Registrations

• 2018-06-04 → 2021-03-01
  Cuso Financial Services, L.P.
  San Diego, CA
  Harrisburg, PA
• 2010-04-29 → 2018-06-01
  Nationwide Securities, Llc
  Spring Grove, PA
  York, PA
• 2006-03-20 → 2006-09-08
  Equitable Advisors, Llc
  Columbia, MD
  Columbia, MD

Other Businesses

1)3/2021- PSECU Financial Services Available through LPL Financial LLC- DBA for LPL Business (entity for LPL business)- Inv. Related- Harrisburg, PA

Exams

• S65 Uniform Investment Adviser Law Examination
  2006-03-13
• S63 Uniform Securities Agent State Law Examination
  1999-05-28

Other Names

• Matthew Boyd Warntz
• Matthew B. Warntz