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Nicholas Santana

Edward Jones

Tarpon Springs, FL

CRD 7806661

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Employer firm

Edward Jones CRD 250

$1.01T regulatory AUM 28,751 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-03-21
FL RA APPROVED 2024-03-05
  • TX RA
    APPROVED
    Since 2024-03-21
  • FL RA
    APPROVED
    Since 2024-03-05

Branch Locations

22 N Safford Ave, Tarpon Springs, FL 34689 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 09/2023 Present
Nexstar Media Inc./ News Channel 8 Tampa FL 10/2021 09/2023
Nexstar Media Inc./ Phl17 Philadelphia PA 09/2019 09/2021
Heartland Media/ Waay 31 News Huntsville AL 08/2017 09/2019
Full-Time Education At Penn State University State College PA 08/2013 05/2017
7 Mountains Media State College PA 03/2017 05/2017
  • 09/2023 → Present
    St Louis, MO
  • 10/2021 → 09/2023
    Nexstar Media Inc./ News Channel 8
    Tampa, FL
  • 09/2019 → 09/2021
    Nexstar Media Inc./ Phl17
    Philadelphia, PA
  • 08/2017 → 09/2019
    Heartland Media/ Waay 31 News
    Huntsville, AL
  • 08/2013 → 05/2017
    Full-Time Education At Penn State University
    State College, PA
  • 03/2017 → 05/2017
    7 Mountains Media
    State College, PA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-01-10
  • S66 Uniform Combined State Law Examination
    2024-01-10
Other Names
  • Nicholas Charles Santana

View on SEC IAPD

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