Brian Leslie Lumley

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/1999 → Present
  Raymond James Financial Services
  Springfield, MO
• 07/2008 → Present
  Diamond L Ranch
  Springfield, MO
• 01/2009 → Present
  Raymond James Financial Services Advisors, Inc
  Springfield, MO

Other Businesses

(1)Name of Business: Pinnacle Advisors Address: 3010 E Battlefield St Ste A, Springfield, MO, 65804, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 12/02/2002 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 41+ Description of duties: Owner (2)Name of Business: Workplace Savings Group Address: 3010 E Battlefield St, Springfield, MO, 65804-4018, United States Activity Type: Support Company - Owner Position/Title: Independent Contractor Investment Related: No Start Date: 05/01/2024 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 41+ Description of duties: This is replacing my current DBA, "Pinnacle Advisors" which is not held out to the public.

Exams

• S65 Uniform Investment Adviser Law Examination
  2025-11-29
• S63 Uniform Securities Agent State Law Examination
  1999-06-22