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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2024-12-02 |
| TX | RA | APPROVED | 2024-11-30 |
Branch Locations
1217 Route 206, Princeton, NJ 08540 • United States
599 Speedwell Ave, Morris Plains, NJ 07950 • United States
16 Nassau Street, Princeton, NJ 08542 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Morris Plains | NJ | 08/2023 | Present |
| Jpmorgan Chase Bank, N.A. | Morris Plains | NJ | 08/2023 | Present |
| Jpmorgan Chase Bank, N.A. | Florham Park | NJ | 03/2016 | 05/2020 |
| Loandepot | Morristown | NJ | 01/2023 | 08/2023 |
| Quintessential Mortgage Group Llc | White Plains | NY | 12/2022 | 01/2023 |
| Loandepot | Sparta | NJ | 04/2020 | 12/2022 |
| Macy's | Wayne | NJ | 06/2023 | 08/2023 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-11-29 |
| S63 | Uniform Securities Agent State Law Examination | 2023-11-01 |
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