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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2024-12-02
TX RA APPROVED 2024-11-30
  • NJ RA
    APPROVED
    Since 2024-12-02
  • TX RA
    APPROVED
    Since 2024-11-30

Branch Locations

1217 Route 206, Princeton, NJ 08540 • United States

599 Speedwell Ave, Morris Plains, NJ 07950 • United States

16 Nassau Street, Princeton, NJ 08542 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Morris Plains NJ 08/2023 Present
Jpmorgan Chase Bank, N.A. Morris Plains NJ 08/2023 Present
Jpmorgan Chase Bank, N.A. Florham Park NJ 03/2016 05/2020
Loandepot Morristown NJ 01/2023 08/2023
Quintessential Mortgage Group Llc White Plains NY 12/2022 01/2023
Loandepot Sparta NJ 04/2020 12/2022
Macy's Wayne NJ 06/2023 08/2023
  • 08/2023 → Present
    Morris Plains, NJ
  • 08/2023 → Present
    Jpmorgan Chase Bank, N.A.
    Morris Plains, NJ
  • 03/2016 → 05/2020
    Jpmorgan Chase Bank, N.A.
    Florham Park, NJ
  • 01/2023 → 08/2023
    Loandepot
    Morristown, NJ
  • 12/2022 → 01/2023
    Quintessential Mortgage Group Llc
    White Plains, NY
  • 04/2020 → 12/2022
    Loandepot
    Sparta, NJ
  • 06/2023 → 08/2023
    Macy's
    Wayne, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-11-29
S63 Uniform Securities Agent State Law Examination 2023-11-01
  • S66 Uniform Combined State Law Examination
    2024-11-29
  • S63 Uniform Securities Agent State Law Examination
    2023-11-01
Other Names
  • Jennifer Anne Gethins
  • Jennifer A Lewis
  • Jennifer Gethins

View on SEC IAPD

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