Best Investors Account Sign in
Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2025-09-02
  • MN RA
    APPROVED
    Since 2025-09-02

Branch Locations

Saint Paul, MN • United States

2701 University Avenue Se, Minneapolis, MN 55414-3238 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northern Lights Elementary School Superior WI 09/2015 05/2019
Saint Catherine University Saint Paul MN 02/2020 11/2023
True Friends Camp Lake George MN 05/2019 09/2019
Call Center Resource Group Superior WI 10/2015 04/2019
Cetera Wealth Services, Llc El Segundo CA 02/2025 Present
Student At Superior High School Superior WI 09/2014 05/2019
Student At Saint Catherine University Saint Paul MN 09/2019 Present
North Star Resource Group Minneapolis MN 09/2023 Present
Cetera Advisor Networks Llc El Segundo CA 09/2023 02/2025
Cetera Investment Advisers Llc Schaumburg IL 09/2025 Present
  • 09/2015 → 05/2019
    Northern Lights Elementary School
    Superior, WI
  • 02/2020 → 11/2023
    Saint Catherine University
    Saint Paul, MN
  • 05/2019 → 09/2019
    True Friends Camp
    Lake George, MN
  • 10/2015 → 04/2019
    Call Center Resource Group
    Superior, WI
  • 02/2025 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 09/2014 → 05/2019
    Student At Superior High School
    Superior, WI
  • 09/2019 → Present
    Student At Saint Catherine University
    Saint Paul, MN
  • 09/2023 → Present
    North Star Resource Group
    Minneapolis, MN
  • 09/2023 → 02/2025
    Cetera Advisor Networks Llc
    El Segundo, CA
  • 09/2025 → Present
    Schaumburg, IL
Other Businesses

1. Name of other business: North Star Resource Group Investment related: Yes Address: Same as registered location Nature of business: Financial Services Marketing Name Start Date: 09/2023 Apx number of hours per week:40 Apx number of hours during trading hours:40 Position/title/relationship: Practice Coordinator Brief description of duties: Advisor Practice Support for Securities, Insurance and Advisory Business

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-08-30
  • S66 Uniform Combined State Law Examination
    2025-08-30

View on SEC IAPD

More in Saint Paul, MN

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor