Shawn Patrick Harrison

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2001 → Present
  Cosource Financial
  Lafayette, LA
• 03/2007 → 10/2019
  1St Global Capital Corp.
  Lafayette, LA
• 03/2007 → 10/2019
  1St Global Advisors, Inc.
  Lafayette, LA
• 03/2007 → 09/2025
  Avantax Insurance Services, Inc.
  Thibodaux, LA
• 10/2019 → 09/2025
  Avantax Investment Services, Inc.
  Thibodaux, LA
• 10/2019 → 09/2025
  Avantax Advisory Services
  Thibodaux, TX
• 09/2025 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2019-10-25 → 2025-09-05
  Avantax Advisory Services
  Thibodaux, LA
  New Iberia, LA
• 2007-03-08 → 2019-10-25
  1St Global Advisors Inc
  New Iberia, LA
  Dallas, TX
  Thibodaux, LA
• 2006-12-07 → 2007-03-16
  Osaic Fs, Inc.
  Lafayette, LA

Other Businesses

1) COSOURCE FINANCIAL GROUP, LLC NON FIDUCIARY CONSULTING SERVICES POSITION: MANAGING PARTNER NATURE: CONSULTING SERVICES INVRELATED: Yes NUMBER OF HOURS: 6 SECURITIES TRADING HRS: 6 START DATE: 07/02/2014 ADDRESS: Lafayette LA DESCRIPTION: Ret plan consulting services 2) COSOURCE FINANCIAL GROUP POSITION: MANAGING PARTNER NATURE: FINANCIAL PLANNING INV RELATED: Yes NUMBER OF HRS: 100 SECURITIES TRADING HRS: 10 START DATE: 08/01/2001 ADDRESS: Lafayette LA DESCRIPTION: PROVIDING CLIENTS WITH INVESTMENTS 3) DERIVATIVE BENEFITS LLC POSITION: INSURANCE SOLICITOR NATURE: HEALTH INSURANCE SALES INVESTMENT RELATED: Yes NUMBER OF HRS: 40 SECURITIES TRADING HRS: 1 START DATE: 01/01/2007 ADDRESS: Lafayette LA 70508 DESCRIPTION: SELLING HEALTH INSURANCE 4) HARRISON FINANCIAL POSITION: INSURANCE SOLICITOR NATURE: HEALTH INSURANCE SALES INVESTMENT RELATED: Yes NUMBER OF HRS: 10 SECURITIES TRADING HRS: 10 START DATE: 01/01/2003 ADDRESS: Labadieville LA DESCRIPTION: I SOLICIT GROUP HEALTH PLANS 5) SPH CONTRACTORS, LLC POSITION: OWNER NATURE: LABOR CONTRACTING INV RELATED: No NUMBER OF HRS: 4 SECURITIES TRADING HRS: 0 START DATE: 9/4/2010 ADDRESS: Thibodaux LA DESCRIPTION: Labor contracting 6) ASLR INSURANCE SERVICES, LLC POSITION: REFERRAL SOURCE NATURE: BUSINESS GROUP HEALTH INV RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2006 ADDRESS: Houma LA DESCRIPTION: Refer them into a business. 7) SPH CONSULTING, LLC POSITION: FINANCIAL ADVISOR NATURE: FINANCIAL SERVICES INV RELATED: Yes NUMBER OF HRS: 150 SECURITIES TRADING HRS: 5 START DATE: 9/8/12 ADDRESS: Lafayette LA DESCRIPTION: Financial services 8) HARRISON DEVELOPMENT & HOLDINGS POSITION: MEMBER NATURE: RENTAL REAL ESTATE INV RELATED: Yes NUMBER OF HRS: 0 SECURITIES TRADING HRS: 0 START DATE: 03/07/2008 ADDRESS: Napoleonville LA DESCRIPTION: Rental real estate 9) MAIN REP, LLC POSITION: MANAGING PARTNER NATURE: REAL ESTATE HOLDING COMPANY INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2011 ADDRESS: New Iberia LA DESCRIPTION: MAKE SURE THE PROPERTIES ARE MAINTAINED AND OCCUPIED 10) OPTIMAL BENEFITS AND INSURANCE SERVICES, LLC POSITION: REFERRAL SOURCE NATURE: GROUP HEALTH INSURANCE SALES INV RELATED: Yes NUMBER OF HRS: 4 SECURITIES TRADING HRS: 0 START DATE: 10/01/2016 ADDRESS: New Iberia LA DESCRIPTION: Refer potential group health insurance clients to them. 11) DELTA WATERFOWL POSITION: Board Memeber NATURE: Raise money for waterfowl conservation INVESTMENT RELATED: No NUMBER OF HRS: 1 SECURITIES TRADING HRS: 0 START DATE: 01/18/2017 ADDRESS: 1412 Basin Ave., Bismark ND DESCRIPTION: I help with the banquet each year and meet twice per year 12) UPSIDE DOWNS POSITION: Board Memeber NATURE: Raising awareness for kids and adults with down syndrome INV RELATED: No NUMBER OF HRS: 6 SECURITIES TRADING HRS: 0 START DATE: 08/01/2016 ADDRESS: P.O. Box 1819, Thibodaux LA DESCRIPTION: Help with events we put on and spreading awareness 13) HRD PROPERTIES POSITION: Owner NATURE: Real estate company owning a office building. INV RELATED: Yes NUMBER OF HRS: 0 SECURITIES TRADING HRS: 1 START DATE: 03/06/2019 ADDRESS: 400 Hale Dr, Thibodaux LA DESCRIPTION: I own 1/3 of the building. No other duties. 14) W ATHLETIC FOUNDATION POSITION: Board Member NATURE: A non profit that raises money for EDW (local high school) athletic programs. INV RELATED: No NUMBER OF HRS: 3 SECURITIES TRADING HRS: 0 START DATE: 04/02/2018 ADDRESS: 300 Plater Dr, Thibodaux LA DESCRIPTION: Help with fundraisers and promote the organization. 15) HARRISON CONSULTING, INC POSITION: NULL NATURE: CLERICAL WORK INV RELATED: NO NUMBER OF HRS: NULL SECURITIES TRADING HRS: NULL START DATE: NULL ADDRESS: Lafayette, 16) NAME OF OTHER BUSINESS: PORT INVESTMENTS LLC; INV REL: NO; SAME AS REGISTERED LOCATION; RECYCLING BUSINESS; 11/2025; MEMBER; APX # OF HRS PER WEK: 0; 0 DUR TRADING REPURPOSING, RECYCLING OF USED RUBBER MATERIAL;

Exams

• S65 Uniform Investment Adviser Law Examination
  2001-08-15
• S63 Uniform Securities Agent State Law Examination
  2000-06-05