Daniel Sexton

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2026-01-16
IN	RA	APPROVED	2024-10-28

TX RA
APPROVED

Since 2026-01-16
IN RA
APPROVED

Since 2024-10-28

Branch Locations

17535 Generations Drive, South Bend, IN 46635 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Georgia College & State University	Milledgeville	GA	05/2015	05/2018
Georgia College Learning Center	Milledgeville	GA	08/2016	05/2018
Fellowship Of Catholic University Students	Denver	CO	05/2018	08/2020
University Of Notre Dame	Notre Dame	IN	08/2020	05/2022
University Of Notre Dame Graduate School	Notre Dame	IN	08/2020	07/2022
City Of South Bend - Dept Of Public Works	South Bend	IN	06/2022	05/2023
Holy Cross College	Notre Dame	IN	07/2023	01/2024
University Of Notre Dame - Fitzgerald Institute For Real Estate	Notre Dame	IN	07/2023	09/2023
Healy Financial	South Bend	IN	09/2023	Present
Cetera Wealth Services, Llc	El Segundo	CA	06/2024	Present
Shoemaker Financial Fixed Insurance	South Bend	IN	06/2024	Present
Cetera Investment Advisers Llc	Schaumburg	IL	10/2024	Present

05/2015 → 05/2018

Georgia College & State University

Milledgeville, GA
08/2016 → 05/2018

Georgia College Learning Center

Milledgeville, GA
05/2018 → 08/2020

Fellowship Of Catholic University Students

Denver, CO
08/2020 → 05/2022

University Of Notre Dame

Notre Dame, IN
08/2020 → 07/2022

University Of Notre Dame Graduate School

Notre Dame, IN
06/2022 → 05/2023

City Of South Bend - Dept Of Public Works

South Bend, IN
07/2023 → 01/2024

Holy Cross College

Notre Dame, IN
07/2023 → 09/2023

University Of Notre Dame - Fitzgerald Institute For Real Estate

Notre Dame, IN
09/2023 → Present

Healy Financial

South Bend, IN
06/2024 → Present

Cetera Wealth Services, Llc

El Segundo, CA
06/2024 → Present

Shoemaker Financial Fixed Insurance

South Bend, IN
10/2024 → Present

Cetera Investment Advisers Llc

Schaumburg, IL

Other Businesses

1. NAME OF OTHER BUSINESS: SHOEMAKER FINANCIAL INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 06/2024 POSITION/TITLE/RELATIONSHIP: BROKER APX NUMBER OF HOURS PER WEEK: 5 APX NUMBER OF HOURS DURING TRADING HOURS: 5 BRIEF DESCRIPTION OF DUTIES: INSURANCE SUPPORT AND SALES 2. NAME OF OTHER BUSINESS: HEALY FINANCIAL INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 09/2023 POSITION/TITLE/RELATIONSHIP: REGISTERED STAFF APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 30 BRIEF DESCRIPTION OF DUTIES: PROVIDE BACK-OFFICE SUPPORT

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2024-10-24

S66 Uniform Combined State Law Examination

2024-10-24

View on SEC IAPD