Saul Vladimir Lola Lopez

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2023 → 02/2025
  Raymond James & Associates Inc.
  Miami, FL
• 06/2021 → 08/2023
  Guerra Financial Group
  Miami, FL
• 01/2018 → 05/2021
  Farrell, Patel, Jomarron & Lopez
  Miami, FL
• 01/2013 → 01/2018
  Student
  Miami, FL
• 03/2025 → Present
  Morgan Stanley Smith Barney Llc
  Miami, FL

Previous Registrations

• 2023-12-15 → 2025-02-27
  Raymond James & Associates, Inc.
  Miami, FL
  Miami, FL

Other Businesses

*630945 - Rocket Securities LLC; Investment related Yes; Miami, Florida; Recreation; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 06/2024; During business hours: 0; After business hours: 10; Investment Decisions/Advice, Business Development/Growth

Exams

• S66 Uniform Combined State Law Examination
  2023-10-23

Other Names

• Saul Lola Lopez
• Saul V Lola